Our Staff has compiled our research into a database of FINRA Broker Disclosures for Dash Financial Technologies LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Neil Kennedy | 4831874 | 1 | 09/18/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tommy Richard Martin | 6492829 | 1 | 11/24/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brooks Christian Taylor | 2561477 | 1 | 09/14/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Burt John Robinson | 1950995 | 1 | 10/06/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Robert Zolpe | 1130962 | 2 | 12/17/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Robert Zolpe | 1130962 | 2 | 01/25/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |