Our Staff has compiled our research into a database of FINRA Broker Disclosures for Liquidnet, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Scott Roche | 5550118 | 1 | 08/05/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank John Barone | 2078482 | 1 | 08/27/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian J Raiti | 5137005 | 1 | 08/18/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |