Our Staff has compiled our research into a database of FINRA Broker Disclosures for Farmers Financial Solutions, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Thomas Joseph Leathers | 7803263 | 2 | 02/11/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Ross Allen Veckey | 5240949 | 2 | 01/23/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Rodney Ruben Baca | 4433288 | 4 | 12/16/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
David Lee Tackett | 4088642 | 1 | 10/21/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Rodney Ruben Baca | 4433288 | 4 | 10/13/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Rodney Ruben Baca | 4433288 | 4 | 10/13/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Michael Glenn Harper | 4425277 | 2 | 08/27/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Kevin Jay Cavazos | 4212051 | 6 | 08/13/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Kevin Jay Cavazos | 4212051 | 6 | 03/15/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Thomas Francis Krynicki | 4701320 | 3 | 01/29/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |