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FINRA Broker Disclosures for Farmers Financial Solutions, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Farmers Financial Solutions, LLC. Search or filter the database to find more about a specific broker.

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Displaying 81-90 out of 99 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mary Kathleen Orozco6520253307/02/2015FinancialFinal$0.00$0.00See FINRA Report
Lisandra Hall4731179303/04/2015RegulatoryFinal$0.00$0.00See FINRA Report
William Beyer7758388103/01/2015FinancialFinal$0.00$0.00See FINRA Report
Griselda Vega4845658302/05/2015FinancialFinal$0.00$0.00See FINRA Report
Kim Kane4390450101/27/2015FinancialFinal$0.00$0.00See FINRA Report
Bradley David Thiele4853131101/23/2015FinancialFinal$0.00$0.00See FINRA Report
Trevin Warren Webb4668755101/16/2015FinancialFinal$0.00$0.00See FINRA Report
James R Elsass1013425312/19/2014FinancialFinal$0.00$0.00See FINRA Report
Lisandra Hall4731179312/09/2014RegulatoryFinal$0.00$0.00See FINRA Report
Dion Wang Youngbar7180411110/01/2014FinancialFinal$0.00$0.00See FINRA Report

99 Results

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