Our Staff has compiled our research into a database of FINRA Broker Disclosures for Farmers Financial Solutions, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Manuel Antonio Lopez | 4294030 | 1 | 02/01/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Cooper | 1350463 | 5 | 01/14/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bernard Kurt van Engel | 5855662 | 1 | 01/03/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Shun Seto | 5253496 | 2 | 11/25/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Michael Olivas | 4666851 | 1 | 04/08/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rudolph Diaz Rodriguez | 4806712 | 1 | 12/03/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Alan Thue | 5049976 | 2 | 10/25/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Margaret Sung Lee | 4589942 | 1 | 10/23/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Danny J. Richardson | 4668579 | 1 | 10/12/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Louis Sacca | 4167108 | 2 | 09/01/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |