Our Staff has compiled our research into a database of FINRA Broker Disclosures for Farmers Financial Solutions, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Frank Steven Battaglia | 4337301 | 1 | 04/21/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Carlos Lagrange Torralba | 4349430 | 2 | 01/25/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Matthew Grant Hague | 4181541 | 1 | 01/14/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Carlos Lagrange Torralba | 4349430 | 2 | 11/19/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
George Anthony Romano | 2946437 | 1 | 11/02/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Darin Dwayne Edwards | 4538897 | 1 | 06/18/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
James Kenneth Davis | 6386588 | 1 | 05/31/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
David James Cook | 4098213 | 1 | 12/15/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Joseph Patrick Mikels | 3129370 | 1 | 06/08/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
John William Hendrix | 4334062 | 1 | 04/07/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |