Our Staff has compiled our research into a database of FINRA Broker Disclosures for USA Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Millard Lee Stewart | 1853612 | 3 | 03/25/1997 | Customer Dispute | Settled | $28,893.10 | $0.00 | See FINRA Report |
Curtis Wilson Taylor | 1094179 | 1 | 04/12/1996 | Customer Dispute | Settled | $15,560.30 | $0.00 | See FINRA Report |
Michal Fraser | 2841823 | 1 | 12/10/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Levi Britian Edgecombe | 75538 | 2 | 12/16/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Levi Britian Edgecombe | 75538 | 2 | 11/30/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |