Our Staff has compiled our research into a database of FINRA Broker Disclosures for USA Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Andrew Holt | 4198617 | 1 | 07/22/2009 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Cheri Lynn Johnson | 2823107 | 5 | 11/18/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Blair Howard | 1027733 | 4 | 08/05/2008 | Customer Dispute | Closed-No Action | $16,000.00 | $0.00 | See FINRA Report |
| Cheri Lynn Johnson | 2823107 | 5 | 04/03/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cheri Lynn Johnson | 2823107 | 5 | 03/03/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cheri Lynn Johnson | 2823107 | 5 | 02/13/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Blair Howard | 1027733 | 4 | 10/09/2007 | Customer Dispute | Denied | $7,850.00 | $0.00 | See FINRA Report |
| Bruce Allen Wisler | 4167779 | 1 | 09/23/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Jeffrey Sellers | 1210151 | 1 | 05/17/2005 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Robert Michael Gianchiglia | 2117250 | 8 | 09/22/2003 | Customer Dispute | Settled | $116,371.00 | $0.00 | See FINRA Report |