Our Staff has compiled our research into a database of FINRA Broker Disclosures for USA Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Blair Howard | 1027733 | 4 | 10/09/2007 | Customer Dispute | Denied | $7,850.00 | $0.00 | See FINRA Report |
| Bruce Allen Wisler | 4167779 | 1 | 09/23/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Jeffrey Sellers | 1210151 | 1 | 05/17/2005 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Matthew Dean Dodge | 6374048 | 1 | 06/24/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Millard Lee Stewart | 1853612 | 3 | 08/12/2002 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Gregory Nelson Zott | 702134 | 1 | 03/14/2002 | Customer Dispute | Withdrawn | $0.00 | $500.00 | See FINRA Report |
| Millard Lee Stewart | 1853612 | 3 | 08/20/2001 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Cheri Lynn Johnson | 2823107 | 5 | 10/02/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Craig Jay Watkins | 1228348 | 2 | 01/05/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Robert Wallace | 6052334 | 1 | 10/26/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |