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FINRA Broker Disclosures for USA Financial Securities Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for USA Financial Securities Corporation. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 45 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Andrew James Paladino2499691507/23/2010Customer DisputeSettled$350,000.00$0.00See FINRA Report
Andrew Blair Howard1027733407/13/2010Customer DisputeDenied$5,000.00$0.00See FINRA Report
Andrew James Paladino2499691505/18/2010Customer DisputeDenied$0.00$0.00See FINRA Report
Andrew James Paladino2499691509/08/2009Customer DisputeSettled$7,000.00$0.00See FINRA Report
Kevin Andrew Holt4198617207/22/2009Customer DisputeSettled$50,000.00$0.00See FINRA Report
Cheri Lynn Johnson2823107511/18/2008Judgment / Lien$0.00$0.00See FINRA Report
Andrew Blair Howard1027733408/05/2008Customer DisputeClosed-No Action$16,000.00$0.00See FINRA Report
Cheri Lynn Johnson2823107504/03/2008Judgment / Lien$0.00$0.00See FINRA Report
Cheri Lynn Johnson2823107503/03/2008Employment Separation After Allegations$0.00$0.00See FINRA Report
Cheri Lynn Johnson2823107502/13/2008Judgment / Lien$0.00$0.00See FINRA Report

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