Our Staff has compiled our research into a database of FINRA Broker Disclosures for USA Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Joseph Fuller | 5380250 | 3 | 01/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cynthia Ann Selfridge | 4215878 | 1 | 06/23/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Blair Howard | 1027733 | 4 | 04/21/2017 | Customer Dispute | Denied | $16,037.80 | $0.00 | See FINRA Report |
| Gerald Best Hanifan | 2286666 | 2 | 07/27/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Joseph Fuller | 5380250 | 3 | 10/14/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce Todd Yenk | 1194096 | 2 | 11/05/2013 | Customer Dispute | Closed-No Action | $150,000.00 | $0.00 | See FINRA Report |
| Craig Jay Watkins | 1228348 | 2 | 05/18/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Andrew James Paladino | 2499691 | 5 | 12/19/2011 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Andrew James Paladino | 2499691 | 5 | 08/29/2011 | Customer Dispute | Closed-No Action | $18,980.00 | $0.00 | See FINRA Report |
| Michelle Lynn Bauer | 4394539 | 1 | 03/24/2011 | Customer Dispute | Closed-No Action | $181,852.00 | $0.00 | See FINRA Report |