Our Staff has compiled our research into a database of FINRA Broker Disclosures for USA Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Blair Howard | 1027733 | 4 | 08/05/2008 | Customer Dispute | Closed-No Action | $16,000.00 | $0.00 | See FINRA Report |
| Andrew Blair Howard | 1027733 | 4 | 10/09/2007 | Customer Dispute | Denied | $7,850.00 | $0.00 | See FINRA Report |
| William Jeffrey Sellers | 1210151 | 1 | 05/17/2005 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Millard Lee Stewart | 1853612 | 3 | 08/12/2002 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Gregory Nelson Zott | 702134 | 1 | 03/14/2002 | Customer Dispute | Withdrawn | $0.00 | $500.00 | See FINRA Report |
| Millard Lee Stewart | 1853612 | 3 | 08/20/2001 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Cheri Lynn Johnson | 2823107 | 5 | 10/02/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Millard Lee Stewart | 1853612 | 3 | 03/25/1997 | Customer Dispute | Settled | $28,893.10 | $0.00 | See FINRA Report |
| Curtis Wilson Taylor | 1094179 | 1 | 04/12/1996 | Customer Dispute | Settled | $15,560.30 | $0.00 | See FINRA Report |