Our Staff has compiled our research into a database of FINRA Broker Disclosures for Harger and Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Sherman Gautreaux | 5089359 | 1 | 08/10/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Michael Dowden | 4089978 | 1 | 05/24/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Bennett Harger | 3021341 | 1 | 10/18/2017 | Customer Dispute | Settled | $234,000.00 | $0.00 | See FINRA Report |
| Bernard Edward Vernice | 1868589 | 2 | 05/31/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bernard Edward Vernice | 1868589 | 2 | 12/01/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |