Our Staff has compiled our research into a database of FINRA Broker Disclosures for Quasar Distributors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Aaron Krauss | 5344838 | 1 | 02/27/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
John Marc Pifer | 4275797 | 1 | 12/03/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Joseph Michael Connolly | 5418401 | 1 | 11/19/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Jeremy D Kees | 5400066 | 1 | 04/23/2012 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Jeffrey David Rosen | 2188720 | 3 | 08/02/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jeffrey David Rosen | 2188720 | 3 | 05/24/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
John Vanden Berg | 4540101 | 1 | 08/07/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Jeffrey David Rosen | 2188720 | 3 | 06/01/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Christopher Lee Simmons | 3136340 | 1 | 10/27/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Reco Lamar Butler | 5127564 | 1 | 08/14/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |