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FINRA Broker Disclosures for Quasar Distributors, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Quasar Distributors, LLC. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 22 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Aaron Krauss5344838102/27/2013Employment Separation After Allegations$0.00$0.00See FINRA Report
John Marc Pifer4275797112/03/2012Employment Separation After Allegations$0.00$0.00See FINRA Report
Joseph Michael Connolly5418401111/19/2012Employment Separation After Allegations$0.00$0.00See FINRA Report
Jeremy D Kees5400066104/23/2012Customer DisputeSettled$5,000.00$0.00See FINRA Report
Jeffrey David Rosen2188720308/02/2010RegulatoryFinal$0.00$0.00See FINRA Report
Jeffrey David Rosen2188720305/24/2010Employment Separation After Allegations$0.00$0.00See FINRA Report
John Vanden Berg4540101108/07/2009Employment Separation After Allegations$0.00$0.00See FINRA Report
Jeffrey David Rosen2188720306/01/2009Employment Separation After Allegations$0.00$0.00See FINRA Report
Christopher Lee Simmons3136340110/27/2008Employment Separation After Allegations$0.00$0.00See FINRA Report
Reco Lamar Butler5127564108/14/2003CriminalFinal Disposition$0.00$0.00See FINRA Report

22 Results

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