Our Staff has compiled our research into a database of FINRA Broker Disclosures for Jane Street Capital, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Emily Xiu Bian | 7419686 | 1 | 05/06/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Oliver Brady | 7391518 | 1 | 10/04/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brenda Lee Thompson | 6084794 | 2 | 08/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ariel Brown | 5933154 | 1 | 10/15/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Charles Hendy | 7083602 | 1 | 02/21/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brenda Lee Thompson | 6084794 | 2 | 02/06/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Stockton Emmet | 4712665 | 1 | 04/05/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |