Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tradepro Securities,Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Jay Goldman | 2040316 | 13 | 07/15/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Jay Goldman | 2040316 | 13 | 06/09/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Jay Goldman | 2040316 | 13 | 02/23/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Jay Goldman | 2040316 | 13 | 01/15/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alfredo Francisco Ayme | 1531433 | 3 | 03/11/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Jay Goldman | 2040316 | 13 | 09/08/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terence Dolan | 2352516 | 4 | 07/03/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Shapiro | 2389034 | 3 | 06/03/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alex Herrera | 2747601 | 2 | 07/25/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Shapiro | 2389034 | 3 | 09/10/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |