Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tradepro Securities,Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alex Herrera | 2747601 | 2 | 10/30/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Joseph Shapiro | 2389034 | 3 | 12/15/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Jay Goldman | 2040316 | 13 | 02/15/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Jay Goldman | 2040316 | 13 | 02/03/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Jay Goldman | 2040316 | 13 | 12/15/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Jay Goldman | 2040316 | 13 | 12/10/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Jay Goldman | 2040316 | 13 | 11/05/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Jay Goldman | 2040316 | 13 | 10/29/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alfredo Francisco Ayme | 1531433 | 3 | 10/16/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Jay Goldman | 2040316 | 13 | 08/06/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |