Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tradepro Securities,Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Claudette Yvonne Burgess-Gay | 2547910 | 3 | 06/25/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen John Cass | 2317871 | 2 | 07/24/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Terence Dolan | 2352516 | 4 | 07/24/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Jay Goldman | 2040316 | 13 | 02/26/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terence Dolan | 2352516 | 4 | 04/01/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Claudette Yvonne Burgess-Gay | 2547910 | 3 | 03/23/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alfredo Francisco Ayme | 1531433 | 3 | 06/28/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Claudette Yvonne Burgess-Gay | 2547910 | 3 | 08/14/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terence Dolan | 2352516 | 4 | 06/26/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alex Herrera | 2747601 | 2 | 10/30/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |