Our Staff has compiled our research into a database of FINRA Broker Disclosures for Marathon Capital Markets, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathy Efrem Sipinick | 3248100 | 1 | 01/20/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Hendrik Thomas Blommestein | 7528195 | 1 | 12/20/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher G Gonyer | 4683439 | 1 | 01/26/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |