Our Staff has compiled our research into a database of FINRA Broker Disclosures for AW Securities. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Victoria Marie Bogner | 5048328 | 1 | 02/23/2024 | Customer Dispute | Final | $210,000.00 | $0.00 | See FINRA Report |
| Michael David Hostetler | 4577165 | 1 | 01/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robin C Luckett | 6849280 | 1 | 07/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Judith Lynn McDaniel | 706142 | 2 | 05/01/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |