Our Staff has compiled our research into a database of FINRA Broker Disclosures for Gagnon Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Neil Joseph Gagnon | 216440 | 4 | 09/10/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Neil Joseph Gagnon | 216440 | 4 | 01/06/2000 | Customer Dispute | Settled | $1,250,000.00 | $0.00 | See FINRA Report |
| Neil Joseph Gagnon | 216440 | 4 | 11/08/1999 | Customer Dispute | Award / Judgment | $3,000,000.00 | $100,000.00 | See FINRA Report |
| Neil Joseph Gagnon | 216440 | 4 | 02/16/1999 | Customer Dispute | Award / Judgment | $325,000.00 | $218,000.00 | See FINRA Report |