Our Staff has compiled our research into a database of FINRA Broker Disclosures for City National Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leonard Louis Moscatelli | 2448781 | 1 | 09/04/2014 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Charles Ray Brown | 5117817 | 1 | 02/16/2010 | Customer Dispute | Settled | $16,527.40 | $0.00 | See FINRA Report |
| David Jay Ohanian | 2733949 | 1 | 07/15/2002 | Customer Dispute | Settled | $525,000.00 | $0.00 | See FINRA Report |
| Basil Edmund Conroy | 2225220 | 1 | 09/19/1999 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |