Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oshima & Associates. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harold Haruki Oshima | 729355 | 2 | 04/16/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Harold Haruki Oshima | 729355 | 2 | 04/14/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |