Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Financial Specialists LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Bruce Lamensdorf | 4211684 | 1 | 03/15/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Craig Lynn Loeffler | 5042210 | 1 | 02/13/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Todd Alan Cline | 2980491 | 1 | 01/11/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Terence Dean Evavold | 2589095 | 2 | 02/21/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Atkinson | 1453374 | 1 | 09/22/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shelley Ann Stevens | 2064641 | 2 | 02/07/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Larmon Parker | 2207903 | 1 | 01/01/1979 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Allen Christensen | 1379012 | 3 | 02/01/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lawrence Arnold Goldman | 2090633 | 1 | 11/26/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Van Robin Jonker | 2414351 | 1 | 06/01/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |