Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Financial Specialists LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Quinton Green | 5556700 | 1 | 01/14/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Larry James Wilbur | 1056346 | 1 | 12/10/2009 | Customer Dispute | Closed-No Action | $13,000.00 | $0.00 | See FINRA Report |
| Nicholas Agostino | 5166683 | 2 | 10/01/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicholas Agostino | 5166683 | 2 | 08/01/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sean Michael Marchetti | 3100798 | 1 | 06/23/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Lewandoski | 2870828 | 2 | 03/23/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Frank Valz | 4324627 | 1 | 02/27/2009 | Customer Dispute | Denied | $108,000.00 | $0.00 | See FINRA Report |
| Jason Tyler Wilson | 2414383 | 4 | 11/17/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Keith Allen Deimling | 3021184 | 1 | 10/12/2008 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Eric Todd Stuckey | 2445666 | 10 | 09/19/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |