Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Financial Specialists LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Charles Batick | 2192524 | 3 | 01/26/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Keith Yarkin | 1259931 | 3 | 08/16/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robbie Lynn Ellsbury | 4654361 | 1 | 02/16/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |