Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Financial Specialists LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Victor Clough | 4557997 | 1 | 11/17/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Todd Stuckey | 2445666 | 10 | 02/20/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sheldon R Bender | 1325415 | 10 | 02/12/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carroll Marie Adele Dannettell | 4871385 | 1 | 11/20/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Pamela Joelle Soult | 4510465 | 1 | 06/24/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven James Mayo | 2899829 | 2 | 08/20/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sheldon R Bender | 1325415 | 10 | 07/10/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sheldon R Bender | 1325415 | 10 | 05/18/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jacquelyn Marie Williams | 2957923 | 1 | 11/30/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nichole Marie Kircher | 2876887 | 6 | 11/03/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |