Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Financial Specialists LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Allen Christensen | 1379012 | 3 | 02/28/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Martin Sullivan | 2592984 | 1 | 01/09/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |