Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Financial Specialists LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shelly Ann Trytek Terzolo | 4589751 | 1 | 12/28/2015 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Randall Robert Murphy | 5109573 | 1 | 09/22/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Todd Stuckey | 2445666 | 10 | 08/04/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Vahe Stepanian | 5688161 | 1 | 11/07/2014 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| David Scott Rossler | 2962399 | 1 | 09/05/2014 | Customer Dispute | Denied | $17,400.00 | $0.00 | See FINRA Report |
| James Douglas Reinhart | 2895883 | 3 | 11/07/2013 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| James Douglas Reinhart | 2895883 | 3 | 11/07/2013 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| James Douglas Reinhart | 2895883 | 3 | 10/31/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jaclyn Rae Evavold | 1537320 | 1 | 10/18/2013 | Customer Dispute | Denied | $9,300.00 | $0.00 | See FINRA Report |
| Barbara Ann Koontz | 1487389 | 3 | 07/30/2013 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |