Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Financial Specialists LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adnan Hamid Hussain | 2021482 | 1 | 04/14/1999 | Customer Dispute | Denied | $31,000.00 | $0.00 | See FINRA Report |
| Terence Dean Evavold | 2589095 | 2 | 03/22/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Allen Christensen | 1379012 | 3 | 02/10/1999 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Leroy Leslie Franck | 2354310 | 3 | 01/04/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Caren Lee Lawson | 1435442 | 1 | 11/03/1994 | Customer Dispute | Settled | $72,000.00 | $0.00 | See FINRA Report |
| Larmon Parker | 2207903 | 1 | 01/01/1979 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |