Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Financial Specialists LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Allen Christensen | 1379012 | 3 | 02/01/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lawrence Arnold Goldman | 2090633 | 1 | 11/26/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Van Robin Jonker | 2414351 | 1 | 06/01/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |