Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Financial Specialists LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hensey Alfonso Fenton | 2289721 | 1 | 06/05/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jose Luis Rodriguez | 2105127 | 1 | 04/18/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Craig Robert Dindinger | 2708092 | 1 | 12/16/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Conrad Joseph Bailey | 4661921 | 2 | 10/04/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Bruce Lamensdorf | 4211684 | 1 | 03/15/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Craig Lynn Loeffler | 5042210 | 1 | 02/13/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Todd Alan Cline | 2980491 | 1 | 01/11/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Terence Dean Evavold | 2589095 | 2 | 02/21/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Atkinson | 1453374 | 1 | 09/22/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shelley Ann Stevens | 2064641 | 2 | 02/07/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |