Our Staff has compiled our research into a database of FINRA Broker Disclosures for CNL Securities Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Christopher Petersen | 4756095 | 1 | 05/20/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brandon Luckett | 3018381 | 1 | 12/05/2001 | Customer Dispute | Settled | $452,000.00 | $0.00 | See FINRA Report |
| Jonathan Park Stickney | 2080562 | 1 | 11/01/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |