Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Wayne Ewing | 1175958 | 2 | 07/18/1989 | Customer Dispute | Award / Judgment | $145,000.00 | $31,500.00 | See FINRA Report |
| Michael Austin White | 1847519 | 1 | 06/28/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey William Stclair | 1429674 | 2 | 06/28/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Joseph Kellen | 3193258 | 1 | 04/17/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kimberly A Harris | 2806270 | 1 | 02/06/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Blane Grant | 6004250 | 1 | 11/18/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Bruce Lamensdorf | 4211684 | 1 | 03/15/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Todd Alan Cline | 2980491 | 1 | 01/11/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Arv Vilutis | 724092 | 2 | 01/01/1988 | Customer Dispute | Award / Judgment | $0.00 | $24,271.20 | See FINRA Report |
| Deni Lynn Patton | 1174248 | 1 | 08/27/1987 | Customer Dispute | Settled | $144,606.00 | $0.00 | See FINRA Report |