Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Kyung Hoon Rhee | 2326728 | 3 | 05/09/2022 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Kenneth C Kondas | 2882129 | 1 | 05/03/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Al Elnasser | 2410541 | 5 | 04/04/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Peter Burton | 3113849 | 5 | 03/23/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Robert Thomas | 5239983 | 2 | 03/21/2022 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Matthew Primo Divirgilio | 4501070 | 2 | 03/21/2022 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Anthony Calhoun | 3264219 | 1 | 03/07/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Brooks Alsdorf | 721399 | 1 | 03/02/2022 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Edward C Yoon | 2408137 | 5 | 02/25/2022 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Michelle Elaine Bourret | 4996591 | 1 | 02/16/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |