Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laura Christine Franklin | 6518573 | 4 | 02/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Theodore Bernhardt Erickson | 2376988 | 4 | 02/12/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Kyung Hoon Rhee | 2326728 | 4 | 01/16/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Brian Neal Everett | 1250585 | 3 | 01/11/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| John Kenneth Lynde | 2690320 | 2 | 01/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Artiz Demetrius Stroud | 5362366 | 1 | 12/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Christopher Davis | 2468251 | 5 | 12/08/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Kerutis | 2345517 | 7 | 12/07/2023 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Stephen Kerutis | 2345517 | 7 | 12/06/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Stanley Fagan | 1572927 | 3 | 11/29/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |