Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Curtis Dickerson Pilson | 1853722 | 3 | 10/12/2015 | Customer Dispute | Settled | $173,920.00 | $0.00 | See FINRA Report |
| Stanley Wong | 809384 | 23 | 08/20/2015 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |
| Gordon Daryl Jaenson | 1510254 | 1 | 04/22/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stuart Quinn Hoshide | 1838860 | 15 | 04/17/2015 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Jeffrey William Stclair | 1429674 | 2 | 03/13/2015 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Andrew Bain Rogers | 4491297 | 1 | 03/10/2015 | Customer Dispute | Settled | $1,627,000.00 | $0.00 | See FINRA Report |
| Scott Joseph Adams | 2567442 | 3 | 02/23/2015 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| David Scott Cutshall | 1907599 | 2 | 01/13/2015 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Kevin James Larson | 3067781 | 2 | 10/10/2014 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Stuart Quinn Hoshide | 1838860 | 15 | 05/16/2014 | Customer Dispute | Settled | $456,778.00 | $0.00 | See FINRA Report |