Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles David Breske | 852046 | 4 | 09/11/2001 | Customer Dispute | Settled | $339,909.00 | $0.00 | See FINRA Report |
| Michael Kenneth Self | 2246403 | 9 | 08/27/2001 | Customer Dispute | Settled | $5,001.00 | $0.00 | See FINRA Report |
| Edward Francis Hayde | 3222491 | 1 | 08/06/2001 | Customer Dispute | Settled | $11,800.00 | $0.00 | See FINRA Report |
| Mark S Banner | 2055606 | 1 | 04/09/2001 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Michael Kenneth Self | 2246403 | 9 | 03/07/2001 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Joseph Allan Marshall | 1023070 | 3 | 08/21/2000 | Customer Dispute | Settled | $41,000.00 | $0.00 | See FINRA Report |
| Robert Maury Eastmann | 1594289 | 3 | 07/27/2000 | Customer Dispute | Settled | $2,713.45 | $0.00 | See FINRA Report |
| Daniel Edward Brunette | 813924 | 23 | 07/07/2000 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Damon Robert Bootes | 2444844 | 3 | 06/27/2000 | Customer Dispute | Settled | $58,000.00 | $0.00 | See FINRA Report |
| Thomas Edward Boles | 2771368 | 4 | 04/03/2000 | Customer Dispute | Settled | $64,213.30 | $0.00 | See FINRA Report |