Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Edward Brunette | 813924 | 23 | 05/10/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frisco J Escudero | 2794899 | 1 | 05/07/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Joseph Adams | 2567442 | 3 | 04/13/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Iain Patrick Reilly | 2197881 | 2 | 04/10/2002 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Daniel Edward Brunette | 813924 | 23 | 04/01/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Parker | 2681863 | 2 | 01/22/2002 | Customer Dispute | Settled | $58,750.00 | $0.00 | See FINRA Report |
| Jess W Hurst | 1742952 | 5 | 11/28/2001 | Customer Dispute | Settled | $27,064.00 | $0.00 | See FINRA Report |
| Stewart Charles Paskalis | 357442 | 3 | 11/01/2001 | Customer Dispute | Settled | $513,840.00 | $0.00 | See FINRA Report |
| Gaston Guillermo Escudero | 2077442 | 2 | 10/30/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Janet Rose Burke | 1142679 | 2 | 10/05/2001 | Customer Dispute | Settled | $94,187.60 | $0.00 | See FINRA Report |