Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Allan John Proske | 2214278 | 1 | 12/23/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles David Breske | 852046 | 4 | 12/18/2002 | Customer Dispute | Settled | $202,950.00 | $0.00 | See FINRA Report |
| Donald Jay Smith | 837936 | 2 | 11/20/2002 | Customer Dispute | Settled | $56,503.00 | $0.00 | See FINRA Report |
| Scott Joseph Adams | 2567442 | 3 | 11/05/2002 | Customer Dispute | Settled | $32,236.90 | $0.00 | See FINRA Report |
| John Baek | 3111963 | 2 | 11/02/2002 | Customer Dispute | Settled | $29,215.00 | $0.00 | See FINRA Report |
| Louis Anthony Mazzone | 2016263 | 1 | 08/09/2002 | Customer Dispute | Settled | $45,410.10 | $0.00 | See FINRA Report |
| Brian Christopher Orourke | 1030442 | 3 | 08/02/2002 | Customer Dispute | Settled | $68,000.00 | $0.00 | See FINRA Report |
| Andrew Louis Kadala | 2358123 | 3 | 07/25/2002 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Jeffrey Brian Forehand | 1618003 | 7 | 07/10/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Agol | 2416929 | 1 | 06/17/2002 | Customer Dispute | Settled | $489,000.00 | $0.00 | See FINRA Report |