Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Paul Burkott | 4710068 | 2 | 04/03/2023 | Customer Dispute | Settled | $489,898.00 | $0.00 | See FINRA Report |
| Glenn Bernard Guilbault | 4309287 | 1 | 03/31/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Patrick Oneill | 2827191 | 1 | 03/30/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Robert Stanley Fagan | 1572927 | 3 | 01/20/2023 | Customer Dispute | Settled | $698,000.00 | $0.00 | See FINRA Report |
| Steven Trevor Skipper | 4265009 | 3 | 01/11/2023 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Brian Neal Everett | 1250585 | 3 | 12/27/2022 | Customer Dispute | Settled | $114,000.00 | $0.00 | See FINRA Report |
| Edward C Yoon | 2408137 | 4 | 10/14/2022 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Kevin Yoshimi Asano | 4450052 | 1 | 09/09/2022 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Peter Kyung Hoon Rhee | 2326728 | 4 | 07/05/2022 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Peter Kyung Hoon Rhee | 2326728 | 4 | 05/09/2022 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |