Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Henry Drucis | 2001059 | 1 | 06/22/2006 | Customer Dispute | Settled | $44,303.60 | $0.00 | See FINRA Report |
| Thomas Edward Boles | 2771368 | 4 | 05/26/2006 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Travis Jerome Hughes | 1532177 | 7 | 04/28/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brent Dion Williams | 2891024 | 2 | 01/12/2006 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Ronald Mark Selik | 1616960 | 4 | 01/05/2006 | Customer Dispute | Settled | $137,000.00 | $0.00 | See FINRA Report |
| Daniel Edward Brunette | 813924 | 23 | 09/25/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Adams Armstrong | 2680556 | 3 | 09/07/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Capaldo | 2539787 | 5 | 04/29/2005 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Brian James Megley | 2302308 | 5 | 04/25/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Christopher Orourke | 1030442 | 3 | 03/07/2005 | Customer Dispute | Settled | $920,000.00 | $0.00 | See FINRA Report |