Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patricia Kay Dunham | 2643001 | 1 | 12/22/2008 | Customer Dispute | Settled | $260,500.00 | $0.00 | See FINRA Report |
| Michael Francis Doumani | 1356417 | 2 | 12/03/2008 | Customer Dispute | Settled | $55,471.00 | $0.00 | See FINRA Report |
| Thomas Charles Wilson | 4605831 | 2 | 11/04/2008 | Customer Dispute | Settled | $6,487.95 | $0.00 | See FINRA Report |
| Marcus Anders Hebeler | 2760100 | 2 | 10/20/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Melissa Scott Paine | 2746210 | 1 | 10/16/2008 | Customer Dispute | Settled | $42,801.00 | $0.00 | See FINRA Report |
| Paul Mark Deimling | 5462552 | 1 | 08/05/2008 | Customer Dispute | Settled | $7,034.29 | $0.00 | See FINRA Report |
| Max J Scholfield | 2092692 | 2 | 08/04/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Max J Scholfield | 2092692 | 2 | 07/18/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Nicholas Caputo | 1389962 | 4 | 06/27/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Robert Armstrong | 1446768 | 2 | 06/26/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |