Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dominic George Tobacco | 2084089 | 2 | 07/20/2009 | Customer Dispute | Settled | $1,050,000.00 | $0.00 | See FINRA Report |
| Arv Vilutis | 724092 | 2 | 07/14/2009 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Stephen Kerutis | 2345517 | 7 | 07/13/2009 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Bryan P Cunningham | 2930671 | 2 | 06/19/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kristian John Coffey | 3127488 | 1 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stuart Quinn Hoshide | 1838860 | 15 | 04/24/2009 | Customer Dispute | Settled | $3,049.69 | $0.00 | See FINRA Report |
| Marcus Anders Hebeler | 2760100 | 2 | 01/27/2009 | Customer Dispute | Settled | $7,739.81 | $0.00 | See FINRA Report |
| Javier Alejandro Vallejo | 4698101 | 4 | 01/22/2009 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Solomon Mark Karmel | 4522329 | 1 | 01/14/2009 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Leslie Marvin Boyce | 3016175 | 2 | 12/30/2008 | Customer Dispute | Settled | $20,253.50 | $0.00 | See FINRA Report |