Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerard George Figari | 1343962 | 5 | 05/29/2012 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Keith Richard Jacobson | 4514048 | 1 | 03/22/2012 | Customer Dispute | Settled | $5,825.43 | $0.00 | See FINRA Report |
| Ivan Cid Gonzalez | 2598229 | 3 | 02/03/2012 | Customer Dispute | Settled | $9,500.00 | $0.00 | See FINRA Report |
| Jeffrey Dale Chapman | 2493705 | 3 | 10/12/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dana Harris Wiltsey Stallings | 4942231 | 1 | 10/11/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bryan P Cunningham | 2930671 | 2 | 09/21/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ken N Steuer | 1343096 | 1 | 05/16/2011 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Jay Alan Gilston | 1802595 | 2 | 04/29/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| David Don Semersky | 2943874 | 4 | 04/05/2011 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| David Don Semersky | 2943874 | 4 | 03/17/2011 | Customer Dispute | Settled | $7,992.06 | $0.00 | See FINRA Report |