Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stuart Quinn Hoshide | 1838860 | 15 | 03/17/2014 | Customer Dispute | Settled | $106,000.00 | $0.00 | See FINRA Report |
| Robert Michael Matacchiero | 1862990 | 5 | 12/27/2013 | Customer Dispute | Settled | $370,815.00 | $0.00 | See FINRA Report |
| Richard George Tull | 3005899 | 1 | 10/04/2013 | Customer Dispute | Settled | $16,500.00 | $0.00 | See FINRA Report |
| Nohemy Yolanda Montes | 4903731 | 1 | 08/12/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Foster Bounds | 1604643 | 2 | 03/11/2013 | Customer Dispute | Settled | $975,000.00 | $0.00 | See FINRA Report |
| David Kevin Dugan | 1024104 | 2 | 02/26/2013 | Customer Dispute | Settled | $18,817.30 | $0.00 | See FINRA Report |
| Robert Alfred Cosentino | 2482815 | 1 | 08/07/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Grassi | 2791597 | 3 | 08/07/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Capaldo | 2539787 | 5 | 08/07/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ryan C Walton | 4073800 | 2 | 06/01/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |