Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Brian Forehand | 1618003 | 7 | 03/30/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Bergin | 1393697 | 5 | 03/29/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey William Stclair | 1429674 | 2 | 06/28/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Ronald Sites | 425532 | 1 | 04/26/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Emerson Gardner | 217691 | 1 | 08/06/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |