Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John A Mayfield | 4316324 | 2 | 01/15/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Bergin | 1393697 | 5 | 12/01/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Bergin | 1393697 | 5 | 10/23/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Damon Robert Bootes | 2444844 | 3 | 09/04/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Scott Murnick | 2139212 | 1 | 08/13/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Thomas Grogan | 1270775 | 1 | 06/18/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Matacchiero | 1862990 | 5 | 01/17/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ann Marie Doty-Mitchell | 1083322 | 1 | 10/01/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Larry Hooker | 1247329 | 1 | 04/26/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Robert Skeith | 1034897 | 1 | 12/05/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |