Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Richard Farris | 2178521 | 2 | 07/17/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Stephen Curtis Lawler | 1193477 | 6 | 07/07/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Scott Edward Oliphant | 4551455 | 2 | 01/20/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Michelle Elaine Bourret | 4996591 | 1 | 02/16/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sathesh Janaki | 5452880 | 2 | 09/06/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Guadalupe Amanonce | 2691344 | 1 | 04/25/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Richard Scott Laskin | 2201317 | 2 | 09/17/2019 | Customer Dispute | Pending | $57,527.00 | $0.00 | See FINRA Report |
| Lakisha Marie Picott | 4250141 | 1 | 07/08/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Darla Faith Meyer | 6341035 | 1 | 07/31/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul Khoury Ruben | 1342438 | 3 | 12/12/2005 | Customer Dispute | Pending | $15,000.00 | $0.00 | See FINRA Report |