Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Ryan Sprouse | 3249990 | 2 | 11/01/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stuart Quinn Hoshide | 1838860 | 15 | 06/01/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robbie Lynn Ellsbury | 4654361 | 1 | 02/16/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert John Lange | 6001248 | 1 | 01/31/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lisa Jane Smith | 2295471 | 4 | 06/16/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lisa Jane Smith | 2295471 | 4 | 06/09/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lisa Jane Smith | 2295471 | 4 | 04/03/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald Terry Burrows | 2377015 | 2 | 03/01/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lisa Jane Smith | 2295471 | 4 | 09/21/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffery Ervin Blake | 2890861 | 1 | 01/01/1986 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |