Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stuart Quinn Hoshide | 1838860 | 15 | 08/27/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alan Richard Edwards | 1730721 | 6 | 07/05/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stuart Quinn Hoshide | 1838860 | 15 | 06/01/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Charles Wilson | 4605831 | 2 | 04/25/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan C Walton | 4073800 | 2 | 04/13/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Betsy Ann Abney | 2677004 | 2 | 10/07/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Wayne Vansandt | 3115929 | 1 | 10/04/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Wilford Cole | 1037963 | 2 | 06/22/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melissa Ann Mayer | 3110431 | 1 | 04/20/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Quinton Green | 5556700 | 1 | 01/14/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |