Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Richard Edwards | 1730721 | 6 | 09/18/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stuart Quinn Hoshide | 1838860 | 15 | 08/23/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Thomas Eyer Foster | 4609639 | 2 | 08/21/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven James Mayo | 2899829 | 2 | 08/20/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Thomas Eyer Foster | 4609639 | 2 | 07/17/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alan Richard Edwards | 1730721 | 6 | 06/21/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alan Richard Edwards | 1730721 | 6 | 06/13/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alan Richard Edwards | 1730721 | 6 | 05/03/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jacquelyn Marie Williams | 2957923 | 1 | 11/30/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alan Richard Edwards | 1730721 | 6 | 11/21/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |